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Male
Perpetrators of Violence Against Women:
An Attachment Theory Perspective
Peter
Fonagy, Ph.D.

This
paper proposes an attachment theory formulation of violent acts
perpetrated by men against women, usually in the context of sexual
relationships. ft is proposed that relationship violence may be seen as an
exaggerated response of a disorganized attachment system. It is related to
a disorganized attachment pattern in infancy coupled with a history of
abuse and an absent male parental figure. The author proposes a theory
based on a psychoanalytic understanding of the development of the sell;
and highlights similarities between the clinical presentation of male
perpetrators and those with borderline personality disorder.
KEY
WORDS: domestic
violence; aggression; attachment; disorganized attachment.
INTRODUCTION
Taking an
historical perspective, violence against women is hardly a problem
(Gordon, 1989). As long as society generally has construed women as
property and explicitly promoted the social domination and privileges of
men, family violence (bar its most extreme forms) has been condoned and
legitimized. Yet relationships between intimate adult partners in which
women are victims and husbands or boyfriends are perpetrators are now known
to have devastating and long-term physical as well as psychological
consequences, not only on the women involved but also on child witnesses (Osofsky,
1997). A study conducted in 1991 in a Boston City hospital found that 10%
of the children who used outpatient psychiatric services had witnessed a
knifing or a shooting by the age of 6 years, and the majority of these
incidents occurred in the home (Taylor, Zuckerman, Hank, & Groves,
1994).
How social
changes finally led to the criminalization of domestic violence (Pleck,
1987) is beyond the scope of this contribution. My aim here is to provide
a model for understanding why, notwithstanding the late twentieth century
changes in gender roles, abuse or assault by men of a wife or sexual
partner remains relatively commonplace. I will restrict myself here to
trying to understand the behavior of the men involved. About 12% of men
have a lifetime incidence of serious violent acts toward women—acts such
as punching, kicking, beating with a physical object, and rape; two-thirds
of these individuals regularly repeat such assaults (Straus, 1979). The
gravity of these offenses is indicated by their duration as well as their
severity. In her seminal study of 120 battered women, Walker (1979)
reported the typical duration of battering to be between 2 and 24 hours.
There are
two categories of violent acts against women (Meloy, 1992). By far the
most common are the Type I, impulsive attacks carried out as a consequence
of minimal provocation but in a state characterized by the perpetrator as
uncontrollable and overwhelming rage. A number of large-scale clinical
surveys have identified a group of angry, jealous, depressed men
frequently violent with their partner (Dutton, 1995a; Saunders, 1992). By
contrast, there are premeditated attacks of "predatory" violence
against women, Type II violence, where the perpetrator carefully plans the
attack, attachment to the victim is based in fantasy, and pleas for
temporarily diminished responsibility lack plausibility. I believe that
both forms of violence are linked to attachment relationships, actual or
imagined, but require somewhat different accounts. 1-lere we shall focus
on the first type and do little more than acknowledge that the second form
also richly deserves study.
There are
several competing accounts of Type I male violence against women. An
influential one is rooted in the tacit approval that society gives to
abusive males. I quote: "Men who assault their wives are actually
living up to cultural prescriptions that are cherished in Western
society— aggressiveness, male dominance, and female subordination—and
they are using physical force as a means to enforce that dominance" (Dobash
& Dobash, 1979, p. 89). Domination of women is to some degree a
cultural prescription and violence can serve as a desperate means to that
end. However, this does not make a psychological account superfluous or exonerative,
as some feminist writers imply (Goldner, Penn, Sheinberg, &
Walker, 1990). There are also a number of observations that are
inconsistent with a purely sociological feminist account (Dutton, 1995b).
For example, why are abuse rates lower in more patriarchal cultures
(Sorenson & Telles, 1991)? Why is there no simple relationship between
the actual power a man has in a particular relationship and wife assault (Yllo
& Straus, 1990)? Why are abuse rates relatively high in both male and
female gay couples (Lie, Schilit, Bush, Montague, & Reyes, 1993)?
Although I believe sociological factors to be at the root of the problem,
such an enterprise is emphatically not exonerative—rather
understanding is the preferred path to early prevention. A psychological
account is required to address such issues.
Social
learning theory accounts maintain that violence against women is a learned
response to stress—supported by the immediate rewards (feelings of
agency and control, the cathartic expression of anger, or the ending of an
argument)—that violence may bring (Dutton, 1995a). Modeling on parental
behavior may also be relevant (Bandura, 1986). Interparental violence
certainly relates to male assaultiveness. In a 1-year prospective study,
men who had been exposed to interparental physical assaults were 3 1/2
times more likely to hit their own wives (35% vs. 10%) (Straus,
Gelles, & Steinmetz, 1980). It would be unwise, however, to accept a
simple modeling account of this specific association. Observing fathers
hitting mothers increases the likelihood of physical aggression on the
part of wives as well as husbands, and parents of both genders toward
their children (Kalmuss, 1984). Observing interparental aggression appears
to prime all individuals to acts of violence. Further, interparental
violence is not a complete explanation because many men who commit this
type of act have no histories of witnessing violence between their parents
(Walker, 1979).
ATTACHMENT
THEORY
Our starting
point here is the epidemiological observation that the vast majority of
Type I violence, where the perpetrator is male and the victim female,
involves intimate or attachment relationships (Dutton, 1995a). This most
robust and reliable of observations, in a field otherwise littered with
inadequately documented accounts, suggests that attachment theory may be
helpful in constructing an explanation.
Attachment
theory is the black sheep of the psychoanalytic family (Fonagy, in press).
John Bowlby’s early writings (Bowlby, 1960) were the subject of severe
criticisms from Anna Freud, Rene Spitz, and Max Schur as well as others
who considered it mechanistic, nondynamic, and based on thorough
misunderstandings of psychoanalytic theory (Freud, 1960; Schur, 1960;
Spitz, 1960). Opposition to his views provided one small area of common
ground for the followers of Anna Freud and Melanie Klein (Grosskruth,
1986), and for decades Bowlby was a relatively isolated figure in
psychoanalysis.
Attachment
theory is, however, experiencing something of a psychoanalytic renaissance
(e.g., Lichtenberg, 1995). This is perhaps due 10 the increasing
ecumenicalism of psychoanalysis and the general acceptance of an objeci
relations perspective in the basic psychoanalytic model. According to
attachment theory, the primary function of early object relationships is
to provide the infant with a sense of security in environments that induce
fear (Bowlby, 1973). Bowiby assumed that on the basis of the interactions
between the infant and a caregiver, self—other representations develop
(he termed these internal working models) that reflect the child’s
cumulative experience of sensitivity on the part of that caregiver. This
aspect of infant—caregiver relationships is present in most
psychoanalytic formulations and clearly overlaps with some current uses of
Bion’s containment concept (Bion, 1962), Winnicott’s holding
environment (Winnicott, 1965), Kohut’s self-objects (Kohut, 1971), and
Sandler’s concept of safety (Sandler, 1960). The child’s confidence in
the caregiver’s capacity to appreciate his distress and to act on this
understanding is reflected in the security of the bond between infant and
mother (Ainsworth, Blehar, Waters, & Wall, 1978). Mary Ainsworth
observed that insensitively parented 1-year-olds tended either to avoid
the caregiver after a brief period of separation
("anxious-avoidant") or refuse to be comforted by her on her
return ("anxious-resistant"). By contrast, sensitively parented
children sought comfort from the caregiver following brief separation.
These patterns are reliable across situations. Secure attachment predicts
the healthy development of the child in terms of educational success, peer
relationships, self-esteem, and identity formation. Bowlby (1973) assumed
that the attachment system remains a central organizer of interpersonal
behavior throughout the life span. Some infants, who may show any of these
three patterns, also show signs of disorganization. On reunion with the
caregiver they freeze, collapse, bang their heads, slap the caregiver,
hide, or try to escape. These behaviors suggest deep dysfunction in the
attachment system.
Bowlby
(1969) claimed that the developmental task of the child is to establish a
relationship with the caregiver that, through proximity, ensures
protection. The parent’s caregiving system provides this
proximity and contact to ensure protection and, ultimately, survival.
Threat activates the attachment system that, in turn, triggers the
caregiving system of the adult. But what of an abusive relationship?
Maltreatment (a threat) causes an overactivation of the attachment system,
often paradoxically in relation to the abuser who is at once the source of
threat and the hope for its containment (Rajecki, Lamb, & Obmascher,
1978). This, in a nutshell, is at the heart of disorganized attachment.
Research
using Mary Main’s Adult Attachment Interview (AAI) may have also
contributed to the increasing acceptance of attachment theory ideas. The
AAI represents an attempt to assess current mental representations by
adults of their childhood attachment experiences (Main, Kaplan, &
Cassidy, 1985). Several studies, including one by our team in London, have
demonstrated that in as many as 80% of cases, infant attachment
classification can be predicted on the basis of adult attachment
classification made before the birth of the child (Fonagy, Steele, &
Steele 1991b; Steele, Steele, & Fonagy, 1996). Parents with an
insecure (incoherent) view of their childhood attachment experiences are
highly likely to build an anxious attachment relationship with their
infants (van IJzendoorn, 1995).
A number of
writers working in the context of attachment theory have proposed that
hurting one’s partner could be the exaggeration or perversion of
attachment behavior (Dutton, 1995b; Dutton, Saunders, Starzomski, &
Bartholomew, 1994; Mayseless, 1991; West & George, in press). Broadly
speaking, the intensity and force of such abuse could be seen as reactions
to attachment insecurity. They parallel behavioral patterns in highly
insecurely attached infants and children. Let us explore this suggestion
further.
RELATIONSHIP
VIOLENCE AS EXAGGERATED
RESPONSE OF ATTACHMENT SYSTEM
Bowlby (1973)
recognized that anger is the natural response of the child when the
expectation of safety, close to the attachment figure, is jeopardized. In
normal development, it has a signaling function of strengthening the
relationship between child and caregiver. By the second year, and perhaps
even earlier, anger also serves to maintain the integrity of the
self-representation. Threats to the toddler’s capacity for
self-determination normally lead to ferocious tantrums. Tantrums tend to
subside with the emergence of a stable self-organization. The angry
outburst of the toddler is not mainly a call for protection, it is also a
self-protective response to insensitivity on the part of the caregiver,
felt at the moment to have underniined the child’s nascent self-image
(Fonagy, Moran, & Thrget, 1993). Normally this reaction provokes the immediate
intensification of care-taking responses with a greater chance that
the child’s intentionality is recognized. Toddler temper tantrums are
common only in the attachment context.
The normal
anger response, however, turns to aggression when insensitivity is
pervasive. The defensive shield of anger is called for so frequently that
the oppositional response becomes integrated with the child’s
selfstructure. Self-assertion immediately yields aggression. Although
anger has an important function within the attachment relationship,
aggression is clearly dysfunctional because it threatens to break apart
the attachment bond. In Bowiby’s formulation, aggression—or rather
dysfunctional anger— lies at the root of anxious attachment.
Anxious
attachment may thus be linked to violence but cannot provide sufficient
explanation. Why? First, anxious attachment is far too common: In working
class samples the majority of children are anxiously attached (Broussard,
1995), and most do not become violent. Second, anxious attachment is a
relatively stable interpersonal strategy characterized in adulthood by the
dismissing of relationships as unimportant (this tends to be the pattern
of the avoidant individual), or as a preoccupation, admittedly sometimes
quite angry, with past attachment relationships (the adult outcome of an
anxious resistant attachment pattern) (Main, Kaplan, & Gassidy, 1985).
Neither of these strategies resembles the uncontrolled behavior of violent
males. Third, clinical evidence suggests that, far from dismissing the
importance of relationships, such men sometimes go to extreme lengths to
retain their dysfunctional relationships with their victims following
violent episodes, expressing contrition, despair, and a commitment to
change (Walker, 1979). Finally, but perhaps most important, aggression
should not be confused with violence. Whether we conceive of aggression as
inherent to human nature, or as a response to frustration, it is far too
pervasive to be a sufficient cause of a physical attack on the body of
another human being, which thankfully is less common. We would argue that
violence involves an additional crucial component that predisposes such
individuals to act on bodies rather than on minds. It is the
inadequacy of their capacity to think about aggression in relation
to attachment that pushes them into violent acts in intimate
relationships.
ATTACHMENT
AND THE CAPACITY TO REPRESENT MENTAL STATES
At the
heart of the attachment theory account oI~ violence, is the caregiver’s
peisistent failure to recognize the child’s subjective state in infancy.
We have argued that without an intrinsic capacity for experiencing oneself
as driven by wishes and desires, constrained by beliefs and expectations,
the child depends on the attachment figure to discover his or hex own
subjectivity (Fonagy & Target, 1995; Fonagy & Target, 1997). In my
experience, few children wake up one morning and say "Hey! I think
therefore I am." The child "finds himself" in the
caregiver’s mind as an intentional being motivated by mental states,
beliefs, and desires. This representation is internalized as the core of
the psychological self. Thus, the realization of subjectivity might be
more accurately stated: "My caregiver thinks of me as thinking,
therefore I exist as a thinker."
There is
some evidence consistent with this model: We have shown that the
caregiver’s capacity to reflect on mental states in describing their own
childhood predicts the child’s security of attachment (Fonagy, Steele,
Moran, Steele, & Higgitt, 1991a). If the caregiver sees her or his own
past in mental state terms—what mother and father thought and how they
responded psychologically—they were two to three times more likely to
have secure attachment to their children. The quality of early attachment
is also a relatively good predictor of the child’s capacity to learn
that other people’s behavior is best understood in terms of mental
states—the so-called "theory of mind" (Premack & Woodruff,
1978). Children securely attached in infancy are more likely than their
insecurely attached counterparts, at age 5 years, to pass cognitive
tests of understanding affective states in others (Fonagy, 1997; Fonagy,
Redfern, & Charman, 1997a). The child’s understanding of minds
critically depends on a developmental opportunity to find himself or
herself represented in the caregiver’s mind as a mentalizing individual.
The parents’ mentalizing capacity is also a good predictor. Thus, a
theory of mind is, first of all, a theory of self. Mentalization, the
capacity to understand and interpret human behavior in terms of the
putative mental states underpinning it, arises through the experience of
having been so understood in the context of an attachment relationship.
This, in my view, is a critical aspect of the transgenerational
transmission of abuse.
THE ROLE
OF ABUSE IN THE HISTORY OF VIOLENT MALES
We have
already touched on the common observation that violent men often have a
history of abuse in childhood (Kalmuss, 1984; Revitch & Schlesinger,
1981; van der Kolk & Fisler, 1994). In a prison-based study, we have
systematically examined narratives of attachment histories of violent men
(Levinson & Fonagy, 1998). Attachment interview narratives of violent
males were characterized by a predominantly dismissing pattern, overtly
denigrating or disavowing attachment relationships, and a high prevalence
of early, unremitting trauma. Unlike the results in a personality
disordered comparison group, unresolved trauma, as defined in the Adult
Attachment Interview coding system, was not common in this group.
Cognitive irregularities when trauma is discussed indicate unresolved
trauma in the AAI. For example, slips of the tongue, confusions of past
and present, prolonged pauses, or unexpected intrusions of the trauma into
other contexts. This was not present in the violent men’s narratives. By
far the most marked feature of these interviews was the refusal of almost
all the violent offenders in the sample to either spontaneously, or in
response to interrogation, comment on mental states in the context of
attachment relationships—either their own or those of their caregivers.
For
example, one man, in prison for (among other things) grievous bodily harm
against his girlfriend, described in disturbing detail how his alcoholic
father regularly, on returning home, emptied his bladder on him and his
younger sister. When asked, as part of the interview protocol, "Why
do you think your parents behaved as they did?" he responded:
"You tell me. You are the f’ing psychologist." Throughout the
rest of his interview, he mentioned mental states but a handful of times,
and on each of these occasions it was in the context of what warders,
fellow prisoners, or the police felt or thought. When discussing his wife,
his lover, his children, or his parents, he addressed their social and
economic circumstances, their physical environment, their personality,
their psychopathology, and most commonly their observed behavior. "My
wife, she does OK. She is on child support." "My father was right
off his rocker. He’d belt us one, no trouble." He was
remarkably insensitive about his wife: " She likes a bit of the rough
stuff, y’know." The same man was, however, clearly sensitive to the
warder’s mental states: "They ain’t bad the screws in this nick.
They take a shine to you so long as you know what they are after. They
ain’t saying—but you’ll know."
We suggest
that violent acts against women are often committed by men with inadequate
mentalizing capacities. We assume that they are frequently victims of
childhood abuse who cope by refusing to conceive of their attachment
figure’s thoughts and thus avoid having to think about their attachment
figure’s wish to harm them. The lack of safety of their environment
repeatedly triggers their attachment system, but the behavior of their
caregiver destroys a mentalizing intentional stance. How could 5-or
6-year-old children begin to start thinking about the mental states
that might have caused a parent, who claims to care, to regularly
humiliate and degrade them? Under the pressure of the combined need to
seek comfort, yet at the same time to escape, children’s minds
compromise, accepting physical comfort yet creating mental distance.
Unfortunately, in so doing, they are forced to continue to disn*pt the
capacity to represent mental states in themselves and in others in the
context of attachment relationships. They continue to operate on
inaccurate or schematic impressions of thoughts and feelings that handicap
them enormously when confronted with intimate relationships.
There are
two propositions here: first, that individuals who experience childhood
trauma are likely to defensively inhibit their capacity to mentalize and
second, that some characteristics of violent males may be linked to the
developmental pathology associated with this inhibition. I will address
each one in depth.
THE
IMPACT OF MALTREATMENT ON MENTALIZING
Accumulating
evidence suggests that maltreatment impairs the child’s reflective
capacities and sense of self. Schneider-Rosen and Cicchetti (1984, 1991)
noted that abused toddlers showed less positive affect on recognizing
themselves in the mirror than did controls. Beeghly and Cicchetti (1994)
showed that these toddlers had a specific deficit in use of internal state
words and that such language tended to be context-bound. Our Menninger
study of maltreated 5- to-8-year-olds found specific deficits in
tasks requiring mentalization, particularly among those referred for
sexual or physical and sexual abuse. They could not solve puzzles
requiring them to conceive of one person’s false beliefs concerning a
second person’s false beliefs. These results suggest that maltreatment
may cause children to withdraw from the mental world. Their attachment
behaviors, their proximity seeking, is disorganized because they
desperately seek physical closeness while trying to create mental
distance.
Why should
this happen? First, recognition of the mental state of the other can be
dangerous to the developing self because the child who recognizes the
hatred implied by the parent’s abuse is forced to see himself or herself
as unlovable. Second, intentional states may be denied or distorted.
Abusive parents commonly claim beliefs or feelings at odds with their
behavior. The child cannot test or modify his or her own representations,
which become rigid or inappropriate and may be abandoned. Third, the
public world, where reflective function is common, may give rise to
alternative models of experiencing the self that are rigidly kept separate
from the attachment context. Finally, the dysfunction may occur, not
because of the maltreatment, but of the family atmosphere that surrounds
it. Authoritarian parenting, commonly associated with maltreatment, is
also known to retard the development of mentalization (Astington, 1996).
These youngsters and their mothers find it difficult to take a playful
stance (Alessandri, 1992), so the social scaffolding for the
development of mentalization may be absent in such families.
If lack of
consideration for the child’s intentionality is pervasive, consequences
may occur not just at the functional but also at the neurodevelopmental
level. The work of Bruce Perry (1997) suggested that Romanian orphans,
institutionalized shortly after birth and suffering severe neglect and
maltreatment during most of the first year of their lives, show
significant loss of cortical function in the orbital frontal areas. These
areas have been independently shown to be involved with infemng mental
states (Frith, 1996). At 4 years, those who had been adopted before 4
months showed far less frequent disorganized attachment than those adopted
later (Fisher, Ames, Chishoim, & Savoie, 1997). It has been
independently demonstrated that insecure, particularly disorganized,
attachment is associated with a far slower return to baseline of
separation-induced cortisol elevation (Spangler & Grossman, 1993).
Chronic exposure to raised levels of cortisol associated with chronically
insensitive caregiving may bring about neurodevelopmental anomalies that
result in a mentalizing deficit. I believe that male violence often has
neurobiological underpinnings.
MALE
VIOLENCE AND DEFICIT IN MENTALIZING
So—to the
second proposition—are some characteristics of violent males to be
explained by a deficit of mentalization? This assumption is overly
simplistic. There are variations across situations or types of
relationships. Even incarcerated men may, as I have said, be aware of the
mental states of prison officers.
Following
the principles of Kurt Fischer’s "dynamic skills theory" of
development (Fischer, Kenny, & Pipp, 1990), we may assume that
maltreatment is associated with a "fractionation" or splitting
of mentalization across tasks and domains. Just as the understanding of
conservation of liquid does not generalize to conservation of area,
reflective capacity in one domain of interpersonal interaction may not
generalize to others. In violent men, the normal coordination of
previously separate skills has not come about, fractionation has seemed
adaptive to the individual and has continued to dominate over integration.
Certain
types of violence are undoubtedly associated with a moral disengagement
consequent on a more or less total failure of mentalization. There are at
least four reasons why this is likely to be the case (Fonagy, Target,
Steele, & Steele, 199Th; Fonagy et al., 1997c): (1) Individuals
without a well-established sense of their own identity may more readily
feel that they are not responsible for their actions because they
genuinely lack a sense of agency; (2) mentalizing capacity is anticipating
the psychological consequences of others; (3) a limited capacity to
mentalize could cause the person to treat others like physical objects;
and (4) limitations on mentalizing are likely to cause a certain
fluidity within the mental representational system that can lead to
liberal rationalizations. Certain violent men show a remarkable, self-
serving capacity to reinterpret unacceptable conduct as acceptable.
Underlying
these ideas is the pivotal notion that violent men extend their natural
aggression into violence through a defensively generated deficit in
sociocognitive functioning. There is good evidence that individuals with
antisocial personality disorder fail to respond with a sense of shock to
photographic images of human suffering (Blair, 1995), and Type II violence
probably does involve some kind of pervasive dysfunction of what James
Blair has called the "violence-inhibiting mechanism." By
contrast, I believe that Type I violence, while entailing some of the same
mechanisms, actually involves, as one of its essential components, an
acute but grossly constricted sensitivity to the mental state of the
victim. Let me explain what I mean.
DISORGANIZATION
OF ATTACHMENT IN INFANCY AND
THE VULNERABILITY TO LATER TRAUMA THAT THIS ENGENDERS
Why should
emotionally charged interactions trigger a regression to nonmentalistic
thinking? Schuengel (1997) has recently provided evidence for Main and
Hesse’s (1990) hypothesis that caregivers of infants whose attachment is
disorganized, frequently respond to the infant’s distress cues by
frightening, frightened, or dissociated behavior. The infant’s emotional
expression triggers dissociation, a temporary failure on the part of the
caretaker to perceive the child as an intentional person. The child comes
to experience his or her own arousal as a danger signal for abandonment.
It should not surprise us then that fear of abandonment in such children
can become a trigger for nonmentalizing functioning; it brings forth an
image of the parent who withdraws from the child’s attachment cues in a
state of anxiety or rage, to which the child reacts with a complementary
dissociative response.
Thus far,
we have skirted around the central implication of this model. I have
explained that internalization of the caregiver’s image of the child as
an intentional being is central in self-organization. If this image is
accurate, the child’s self-representation will map on to what could be
called a "constitutional self" (the child’s experience of an
actual state of being, the self as it is). When the child feels anxious,
the caregiver’s contingent reflection of this anxiety will be
internalized and eventually serve as a symbol for the internal state (Gergely
& Watson, 1996). The representation will be true to the child’s
primary experience. Disorganized attachment precludes the development of
such an organic self-image. Internal experience is not met by external
understanding; it remains unlabeled and confusing, and the uncontained
affect generates further dysregulation.
There is
overwhelming pressure on the child to develop a representation for
internal states. Winnicott (1967) warned us that failing to find his or
her current state mirrored, the child is likely to internalize the
mother’s own state as part of his or her self-structure. The
child incorporates into his or her nascent self-structure a representation
of the other (Fonagy & Target, 1995). When confronted with a
frightened or frightening caregiver, the infant takes in as part of
himself or herself the mother’s feeling of rage, hatred, or fear, and
her image of the child as frightening or unmanageable. This painful image
must then be externalized for the child to achieve a bearable and coherent
self-representation. The disorganized attachment behavior of the infant,
and its sequelae—bossy and controlling interactions with the
parent—permit the externalization of parts of the self and limit further
intrusion into the self-representation. The dissociated core of the self
is an absence, rather than genuine psychic content. It reflects a breach
in the boundaries of the self, creating an openness to colonization by the
mental states of attachment figures. Disastrously, in the case of some
children maltreated later in development, this will not be a neutral other
but rather a torturing one. Once internalized and lodged within the
self-representation, this "alien" representation will have to be
expelled not only because it does not match the constitutional seir, but
also because it is persecutory. The consequences for interpersonal
relationships can be disastrous.
This
constellation, we believe, is the root of disorganized attachment. Why do
we think so? (1) The disorganized behavior of the infant is replaced,
during the first 5 years of life, by brittle behavioral strategies of
controlling the parent, through either aggression or age-inappropriate
caregiving behavior (Cassidy & Marvin, 1992; Main & Cassidy,
1988). (2) The parents experience the child as taking control and
themselves as increasingly immobilized, and failing to provide caregiving
(George & Solomon, 1996; Solomon & George, 1996). (3) The mothers
of disorganized children describe these children as replicas of
themselves, and experience themselves as merging with the child. We assume
that these experiences are explained by the children externalizing aspects
of their self-representation that relate, not to the mother’s
representation of the child, but the representation of the mother, now within
the child’s self. (4) Precocious caregiving behavior (West &
George, in press) is also consistent with the idea that the representation
of the mother is internalized into the self. (5) Most follow-up studies
also show an association between disorganized attachment and deviant
levels of aggressive behavior (Lyons-Ruth, 1996).
The
externalization of the image of the mother from within the
self-representation makes this representation more coherent. Such
externalization can work only if the mother is controlled sufficiently for
the alien self-representation to be experienced as external. This strategy
may be reinforced, in childhood, insofar as offensive or threatening
behavior often compels the adult to resume a position of authority and
thus reactivate the parent’s own caregiving system that the parent had
temporarily abandoned (West & George, in press).
The
mechanism described here is an example of the psychoanalytic notion of
projective identification (Klein, 1946) or, more specifically, what
Elizabeth Spillius (1994) has termed "evocatory projective
identification." The disorganized pattern of attachment is rooted in
a disorganized self. The individual, when alone, feels unsafe because of a
torturing representation from which he or she cannot escape because it is
experienced from within the self. Unless the relationship permits
externalization, the individual feels at risk of disappearance,
psychological merging, and losing all coherence and relationship
boundaries.
In
adulthood, disorganized self-representation still manifests as an
overwhelming need to control the other. Violent men have to establish a
relationship in which their partner acts as a vehicle for intolerable self
states. They manipulate the relationship to engender the self-image in the
other that they feel desperate to disown. They resort to violence at times
when the independent mental existence of the other threatens this process
of externalization. At these times, dramatic action is taken because of a
terror that the coherence or the self will be destroyed by the return of
what has been externalized.
The act of
violence then performs a dual function: to recreate and reexperience the
alien self within the other and to destroy it in the unconscious hope that
it will be gone forever. Perceiving the terror in the eyes of their
victim, they are reassured. Their subsequent pleas for forgiveness are
genuine, because of their overriding need for a relationship where this
externalization is possible. Let me conclude by considering in some detail
the clinical presentation of men involved in partner abuse in terms of the
theoretical framework proposed. This is based both on published clinical
descriptions and our own interviews with men imprisoned because of their
violence.
THE
CLINICAL PRESENTATION OF MEN WHO ARE VIOLENT TOWARD WOMEN
There is
evidence that such men find it intolerable to be alone: They report
feeling vulnerable and abandoned (Dutton, in press). A man, unusually in
prison ror raping his wife, described how his relationship with her
disintegrated after he lost his job so she had to take part-time
employment and he was forced to spend his days alone in the house. He
complained of "having too much time to think," but his account
made it clear that while he had been employed, he was able to think of his
wife as fearful and totally dependent on him. Being at home, unemployed
and confronted with evidence of her competence, he began to see her as
successful and quite socially skilled. He described these ideas
emotionally, as making him feel totally "gutted" (empty). He had
no one available to be the vehicle for the frightened, dependent part of
himself.
A second
key feature of partner violence is escalating tension and angry outbursts
on the part of the man, normally accompanied by recognition of wrong doing
but also of being out of control (Walker, 1979). The impulsivity is, in
our view, linked to their inability to coherently represent their
emotional states. Fearing abandonment, they quickly resort to
prementalistic physical action-centered strategies. They lose the capacity
to influence their partner through changing their state of mind. A kind of
mentalistic learned helplessness sets in. It is most readily triggered by
the threatened loss of the vehicle for their self-representation. A
younger man described to us how mild irritation could become
uncontrollable rage. While he stayed out late drinking most
evenings, his partner was required to return within seconds of the times
they had agreed. Her lateness, whatever the cause, would lead to rapidly
mounting anger, which he recognized to be unreasonable but was unable to
contain. His phrase for describing the process was telling: "It was
like holding onto hot metal, I just had to let go, I had to let her have
it." The result may not be physical violence. It may be words that
might sound like attempts at changing the other’s intentions but are in
fact intimidation and coercion. The aim is physical control and possession
of the woman’s body, her physical being. The oppressive jealousy of
these men is not an expression of love or desire, but a crude manipulation
to keep the partner captive and available to regulate self-states.
Why is the
outburst of violence normally preceded by this intensification of
abandonment anxiety, manifesting as controlling behavior? In our
experience, these periods are generally marked by the woman’s increased
autonomy. Often she is lulled into a false sense of security by her
partner’s contrition following the most recent violent encounter. She
may be puzzled by her partner’s excessive jealousy because, if anything,
she feels more committed to him. What she fails to realize is that her
relative sense of being at ease is an intolerable threat to her partner
because oI~ his need to externalize an alien part of the
self-representation.
What
complicates matters in this phase is that the man appears to regress to a
mode of thinking where only one version of reality is possible. The
mere possibility of a false belief is denied (Fonagy & Target, 1996).
He loses his ability to "play with reality" and any attempt by
the victim to present an alternative version of events is perceived as a
provocative gesture or an attempt to drive him crazy. The insane
possessiveness is aggravated by this singularity and rigidity of
perspective. This primitive experience of psychic reality, which equates
internal with external, signals his mounting anxiety associated with
mental separation. She is no longer what he needs her to be. Delusional
ideas that the partner had changed in character or appearance were
frequently reported. To become "his" once more, she has to be
forced into the role of the terrified infant and accept the unbearable
image of the petrifying or petrified mother. Or as one of our subjects put
it: "She has to be taught a lesson."
The trigger
for the violent attack is often incidental, but, almost inevitably, it is
a further indicator of the woman’s psychological separateness. Examples
may be a new hairstyle, a passing remark that expresses concern about
someone other than the perpetrator. The trigger is insignificant. It is
inevitable that anything the woman does might remind the man that she is a
person in her own right (as indeed she has always been and will always
be). If she stays silent, or if she answers back, both can remind the
batterer of her intentionality.
What ensues
is a frenzied and often prolonged sadistic act where she is made to
suffer. Such men do not lack empathy altogether. In fact they can
be strikingly sensitive. It is essential that the man see the woman’s
reaction—and within that something that he would otherwise experience as
part of himself. The crucial aim is that it should be out there rather
than in him. And therefore, the woman’s struggle, pleading, and
suffering are vital features of his experience.
Reports of
these attacks tend to support such a formulation. For example, the man’s
rage is rarely "blind;" he remembers well how the woman reacted,
and reports adjusting his actions to elicit what he needs ("I wanted
to hear her scream, so I hit her harder"). There are subtle and
specific links between the emotional states the man reports prior to the
act of violence and the emotions he attributes to his victim during his
attack. For example, a man who had been increasingly troubled by
flashbacks to childhood trauma beat his wife wondering what kind of
memories she would have of the experience. During the attack there tends
to be a merger of subjectivities and the men perceive in the woman’s
mind the feelings they try to shed, which tends to trigger an
intensification of the attack. For example, the man we first described
reported feeling mocked by his partner and he raped her principally to
"take the smirk off her face."
It is hard
to feel empathy for such actions. Yet, in a sense, it is only at these
moments that such individuals feel coherent and real. There is undoubtedly
an aspect of these tirades that at least superficially appears cathartic
given the build-up of tension during the preceding period. Yet drive
discharge seems to be an incidental part of the process. Men do not teport
pleasure associated with these episodes—rather a restoration of an inner
gestalt, a release of tension, the creation of an inner peace, an odd kind
of tranquillity. I have often been puzzled by such accounts of violence
where my perhaps understandable expectation was that turmoil and conflict
would ensue, but descriptions were more consistent with the reinstatement
of homeostasis, even if the context is chaos, like being in the eye of a
hurricane. The calm reflects the successful destruction of the woman’s
psychic independence. She is once again the mere vehicle of her
partner’s pathological projective processes.
Inevitably,
a dramatic and rapid shift may be observed in the relationship. In this
capacity, the woman once again becomes uniquely important to his
psychological well-being. The move from violence to contrition may at
first seem puzzling. We know that the remorse is anything but genuine. Yet
the need for the woman, which is expressed in obsequious self-abasing
gestures, is genuine enough. Paradoxically, the man’s reaction
frequently triggers the woman’s caretaking attachment system, as she
senses his genuine need. The tragedy is that the man’s need is
not for his partner as a real person, and the more she is reassured by his
apparent remorse and protestations of commitment, the more she relaxes and
permits her individuality to emerge, the closer she brings the next
episode of terrible violence.
There is a
further important aspect of the clinical picture that our approach helps
to explain. One might search for hostility toward women born out of
maternal rejection in the history of violent men. However, available
evidence, both empirical and clinical, points to rejection by the father
as a predictor of anger, domination, and emotional and physical abuse in
the intimate relationship (Dutton, 1995a). We suggest that the father’s
hostility plays an important role.
We suggest
that a father has the potential to introduce the viewpoint of the third
into a disorganized infant—caregiver relationship. The father’s
absence and negativity cannot, in our view, cause male violence without
the early attachment antecedents we have described, but his behavior may
be a necessary contributing factor.
Beyond
rejection, paternal behavior has been reported to have been characterized
by various forms of shaming, insults, and random punishment. When a
child’s mentalizing capacity is already vulnerable as a consequence of
disorganized attachment and the associated disorganized self-structure,
the child is unlikely to be able to withstand the paternal humiliation.
Frightened and frightening caregiving in infancy creates a gap, an open
window, within the self-structure that may then be filled by the
father’s hostility toward the child. That hostility, mindless and
terrifying, is now also experienced as within the self. It is hard for
most of us to appreciate the desperation that such a predicament
engenders.
CONCLUSIONS
There is a
noticeable overlap between the formulation offered for men who are violent
with women and one we have suggested could account for borderline
personality organization (Fonagy, 1991). Is this because we tend to
identify similar patterns whatever group of patients we study? Or are
there genuine similarities between the two groups? I hope I am not being
totally self-serving in opting for the latter alternative. In fact, the
link be-. tween borderline phenomena and violence against women has been
made by others (Dutton, 1995a, b), and there is a logic to this. The
combination of troubled early attachment and maltreatment culminating in
profound personality pathology follows different developmental paths in
men and women (Fonagy & Target, 1995). Women with this kind of
background often attempt suicide and deliberately harm themselves, having
projected alien parts of the self into their own bodies. They develop
disorganized violent relationships with their physical selves comparable
to those of men with their sexual partner—hoping to destroy the
"alien" self within. They rapidly acquire a borderline
diagnosis. The social structure within which we live appears to lead men
with similar problems down quite a different path. They become the abusers
rather than the abused, tormenting others apparently without corresponding
self-torment.
I believe
both groups to be victims of a social structure that does not support
families and the parenting function sufficiently to enable us to give
adequate care to our young, that provides few alternative structures
within which children could come to arrive at self-recognition through
social interchange with a benevolent and dependable caretaker—a social
structure that most cruelly places supreme emphasis on individuation,
individuality, and the achievement of selfhood, the most vulnerable aspect
of the individual with disorganized attachment. I believe that
disorganized attachments and associated complications in self-organization
can occur, at least in part, because society has relinquished its
caretaking function, demolished its institutions for supporting emotional
development, and shifted its priorities from the mental and emotional to
the material. In the increasing violence around us, we may be seeing the
casualties of this cavalier approach. The problem of male sexual violence
cannot be adequately addressed without genuine commitment of our resources
to prevention, to fully supporting parents and young children, and
radically revising social priorities in the direction of a
relationship-and-emotional-development-focused approach to education and
socialization.
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1 University
College London, Freud Memorial Professor of Psychoanalysis, The Anna Freud
Centre; Director of Research, The Menninger Child and Family Center and
Clinical Protocols and Outcomes Center.
2 Correspondence
should be directed to Peter Fonagy, Sub-Department of Clinical Health
Psychology, University College London, Gower Street, London WC1E 6BT,
United Kingdom; e-mail: p.fonagy@uclac.uk.
E-mail: p.fonagy@ucl.ac.uk.
Peter Fonagy's Website
Paper presented to the Dallas
Society of Psychoanalytic Psychology, March 15th, 2001.
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Peter Fonagy, PhD, FBA p.fonagy@ucl.ac.uk
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